FINRA Exam Tips and Career Advice - Achievable Podcast

Deep dive on US government debt and suitability (FINRA SIE, Series 7)

November 22, 2022

The functionality and suitability of US government debt, specifically Treasury bills, Treasury notes, bonds, TIPs, and STRIPs, are all tested heavily on the FINRA SIE and Series 7. Ken Finnen is a longtime veteran of the finance industry and has been a FINRA tutor for decades. Ken breaks down all of these instruments, how to spot when suitability questions are asking for you to recommend them, and how rising interest rates affects them.

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